Due to various state regulations and registration requirements concerning the dissemination of information regarding investment products and services, we are currently required to limit access of the following pages to individuals residing in states where we are currently registered. A broker/dealer, investment advisor, BD agent or IA rep may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the state's broker/dealer, investment adviser, or BD agent or IA rep requirements, as the case may be; and follow-up, individualized responses to consumers in a particular state by broker/dealer, investment adviser, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state's broker/dealer, investment adviser, BD agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion.
To help the government fight the funding of terrorism and money-laundering activities, federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account.
What this means for you: When you open an account with Securities America, Inc., we ask for your name, address, date of birth, and other information that will allow us to identify you. We may also ask to see your driver's license or other identifying documents. We may share information obtained from you with third parties to verify your identity, in compliance with this federal law. Investment products and fee based advisory services available only to residents of AZ, CA, CO, CT, DE, FL, GA, HI, MA, MD, ME, MN, MO, NC, NH, NJ, NY, PA, RI, SC, TX, VA, WA.
433 South Main Street, Suite 210, West Hartford, CT 06110
Tel: 860.899.1280 Fax: 860.899.1285
Registered Representative of Securities America, Inc., Member FINRA/SIPC. Advisory Services offered through Securties Service Advisors, Inc. Retirement Visions LLC and Securities America are separate entities.